All Articles tagged networking arrangements

• General
  March 03, 2010 EDT
  BANKS AND BROKERS AND BRICKS AND CLICKS: AN EVALUATION OF FINRA’S PROPOSAL TO MODIFY THE “BANK BROKER-DEALER RULE”
  Jill I. GrossEdward Pekarek

  This article evaluates the Financial Industry Regulatory Authority’s proposal to adopt a modified version of National Association of Securities Dealers Rule 2350, known as the “bank broker-dealer rule.”