All Articles tagged Securities and Exchange Commission

• General
  April 15, 2018 EDT
  FROM THE CLOSET TO THE BOARDROOM: REGULATING LGBT DIVERSITY ON CORPORATE BOARDS
  Alexander M. Nourafshan

  This article proposes reforms to strengthen the SEC’s diversity disclosure rule by defining diversity and mandating disclosure of specific demographic traits: race, gender, sexual orientation, and gender identity.

• General
  May 13, 2014 EDT
  “GROUNDBREAKIN” OR BROKEN? AN ANALYSIS OF SEC CYBERSECURITY DISCLOSURE GUIDANCE, ITS EFFECTIVENESS, AND IMPLICATIONS
  Matthew F. Ferraro

  Using case studies, this article concludes that the SEC cybersecurity disclosure guidance both procedurally overreaches and substantively underachieves.

• General
  March 03, 2010 EDT
  REVIEW OF THE POLICY DEBATE OVER SHORT SALE REGULATION DURING THE MARKET CRISIS
  David P. McCaffrey

  This article summarizes the recent history of short sale regulation, and academic research on the subject.

• General
  January 01, 2009 EDT
  WHITE COLLAR CRIME’S GRAY AREA: THE ANOMALY OF CRIMINALIZING CONDUCT NOT CIVILLY ACTIONABLE
  Wendy Gerwick Couture

  This article proposes a two-step solution to further the rationales of the civil-criminal divide while preserving the delicate balance of the current scheme of securities regulation.