P-ISSN 0002-4678
E-ISSN 2162-4151
Vol. 73, Issue 2, 2010March 03, 2010 EDT
BANKS AND BROKERS AND BRICKS AND CLICKS: AN EVALUATION OF FINRA’S PROPOSAL TO MODIFY THE “BANK BROKER-DEALER RULE”
BANKS AND BROKERS AND BRICKS AND CLICKS: AN EVALUATION OF FINRA’S PROPOSAL TO MODIFY THE “BANK BROKER-DEALER RULE”
Jill I. Gross, Edward Pekarek,
Financial Industry Regulatory AuthorityNational Association of Securities Dealersbank broker-dealer rulecustomer confusiondisclosure requirementsnetworking arrangements
Jill I. Gross & Edward Pekarek, BANKS AND BROKERS AND BRICKS AND CLICKS: AN EVALUATION OF FINRA’S PROPOSAL TO MODIFY THE “BANK BROKER-DEALER RULE,” 73 Albany Law Review (2010).