Vol. 73, Issue 2, 2010March 03, 2010 EDT
BANKS AND BROKERS AND BRICKS AND CLICKS: AN EVALUATION OF FINRA’S PROPOSAL TO MODIFY THE “BANK BROKER-DEALER RULE”
BANKS AND BROKERS AND BRICKS AND CLICKS: AN EVALUATION OF FINRA’S PROPOSAL TO MODIFY THE “BANK BROKER-DEALER RULE”
Jill I. Gross, Edward Pekarek,
Financial Industry Regulatory Authority National Association of Securities Dealers bank broker-dealer rule customer confusion disclosure requirements networking arrangements
Jill I. Gross & Edward Pekarek, BANKS AND BROKERS AND BRICKS AND CLICKS: AN EVALUATION OF FINRA’S PROPOSAL TO MODIFY THE “BANK BROKER-DEALER RULE,” 73 Albany Law Review (2010).